- The Bank of New York Mellon Corporation holds over 90% of the parent holding company of The Alcentra Group. Alcentra NY, LLC offers services in the U.S. Alcentra Ltd. does not offer services in the U.S. This presentation does not constitute an offer to sell, or a solicitation of an offer to purchase, any of Alcentra Ltd's funds to any U.S. investor.
- Ankura Capital, Mellon Global Alternative Investments (MGAI) and WestLB Mellon Asset Management do not currently offer services in the U.S. This presentation does not constitute an offer to sell, or a solicitation of an offer to purchase, any of these firms' services or funds to any U.S. investor, or where otherwise unlawful.
- BNY Mellon ARX is the brand used to represent the Brazilian investment capabilities of BNY Mellon ARX Investimentos Ltda. and BNY Mellon Gestão de Patrimônio Ltda. The investment management company dedicated to the management of any particular investment will depend on the strategy and domicile of the investment.
- BNY Mellon Beta Management is a division of The Bank of New York Mellon, a banking subsidiary of The Bank of New York Mellon Corporation.
- BNY Mellon Cash Investment Strategies is a division of The Dreyfus Corporation. BNY Mellon Cash Investment Services is a division of MBSC Securities Corporation.
- The Bank of New York Mellon Corporation holds a 19.9% interest in Hamon Investment Group Pte Limited which is the parent of Hamon U.S. Investment Advisors Limited. Hamon's services are made available in the U.S. by Hamon U.S. Investment Advisors Limited.
- The Newton Group refers to the following group of affiliated companies: Newton Investment Management Limited, Newton Capital Management Limited, Newton International Investment Management Limited, Newton Capital Management LLC, and Newton Fund Managers (CI) Limited. Assets under management include assets managed by all of these companies except Newton Capital Management LLC, which provides marketing services in the U.S. for Newton Capital Management Limited. Except for Newton Capital Management LLC and Newton Capital Management Limited, none of the other Newton companies offer services in the U.S.
- Alcentra, Ltd., Blackfriars Asset Management Limited, MGAI, Newton Capital Management Limited, Newton Investment Management Limited, Pareto Investment Management Limited and Walter Scott & Partners Limited are authorized and regulated by the Financial Services Authority. The registered address for Alcentra is 10 Gresham Street, London, EC2V 7JD, England. The registered address for Pareto, MGAI and Newton is Bank of New York Mellon Centre, 160 Queen Victoria Street, London, EC4V 4LA, England. The registered address for Walter Scott is One Charlotte Square, Edinburgh, EH2 4DR, Scotland. The registered address for Blackfriars is Woolgate Exchange, 25 Basinghall Street, London, EC2V 5HA, England.
- WestLB Mellon Asset Management is a joint 50:50 venture between The Bank of New York Mellon Corporation and WestLB AG.
This information is not intended as an offer to sell or a solicitation to buy a security. This information not provided as a sales or advertising communication and does not constitute investment advice.
Mutual fund investors should consider the investment objectives, risks, charges, and expenses of a fund carefully before investing. Contact your financial advisor to obtain a prospectus that contains this and other information about a fund, and read it carefully before investing.